01 — CompliancesCompanies Act · SEBI · RBI · FEMA
Compliances
Compliance failures are rarely dramatic. They are a filing missed in March, a register never updated, a policy nobody signed. We map every obligation that genuinely attaches to your business, put it on a calendar with an owner and an evidence trail, and review it before a regulator does.
Where gaps already exist, we produce a written register of them, ranked by exposure, with a remediation plan you can take to your board.
What we deliver
- Obligation mapping across corporate, securities, exchange-control and sectoral law
- Annual and event-based filings with the MCA, RBI and SEBI
- Secretarial support — minutes, statutory registers, resolutions
- Compliance calendars with ownership, evidence and escalation built in
- Policy suites: code of conduct, insider trading, RPT, whistleblower
Typical mandates
- Pre-inspection health checks with a written gap register
- FDI, ODI and FEMA reporting, including compounding applications
- Listed-entity obligations under SEBI LODR
- Directors' obligations, DIN and KYC upkeep
- Replies to regulatory correspondence and show-cause notices